Focus: Infringement proceedings

Focus
Infringement proceedings

Infringement proceedings in the UPC begin with an Infringement action as the main proceeding, which may be followed by a Counterclaim for revocation and an Application to amend the patent as related proceedings. This page sets out the overall processes and timeline.

Infringement proceedings workflow

The overall sequence is:

  1. Within 3 months of being served with a claim, the defendant:
    • must lodge a defence to the Infringement action
    • may lodge a Counterclaim for revocation
  2. Within 2 months of the defence being lodged, the claimant:
    • must choose whether or not to reply to the Infringement action defence
    • if there is a Counterclaim for revocation, must lodge a defence to the Counterclaim
    • if there is a Counterclaim for revocation, may lodge an Application to amend the patent
  3. Within 2 months of the reply, or counterclaim defence, or application to amend the patent, the defendant:
    • must choose whether or not to issue a rejoinder to the reply to the Infringement action defence (this must be within 1 month if there is no counterclaim)
    • if there is a Counterclaim for revocation, must choose whether or not to reply to the Counterclaim defence
    • if there is an Application to amend the patent, must lodge a defence to the Application
  4. Within 1 month of the reply to the Counterclaim defence, or the defence to the Application, the claimant:
    • must choose whether or not to issue a rejoinder to the reply to the Counterclaim defence
    • must choose whether or not to issue a reply to the Application defence
  5. Within 1 month of the reply to the Application defence, the defendant:
    • must choose whether or not to issue a rejoinder to the reply to the Application defence
  • The diagram above shows the stages and potential related proceedings associated with Infringement proceedings:
    • Pink indicates a claimant, blue a defendant
    • Solid lines show required workflow, dotted lines show optional workflow
    • (R xx) shows the relevant Rules of procedure
    • The number of months indicates the maximum time available for each stage
  • While in other legal systems, the Counterclaim for revocation and Application to amend the patent may be submitted in a Statement of defence, in the UPC they are separate:
    • The statement of defence must indicate whether a counterclaim or application for amendment will be filed
    • The actual cases must be filed separately as related proceedings